The Dark Allure of Idealism

11 December 2005

On our now not so recent episode about Berkeley, with David Hilbert, I said in passing that idealism, in some form or other, is permanently tempting. Don't get me wrong, I don't believe in idealism. I consider myself a realist and a physicalist. Not only do I think that the world is (largely) independent of mind. I also think that the mind is ultimately just a part of that mind-independent world. That is, the mind is ultimately built out of and reducible to stuff that is not yet mind. Or so I would argue. So I don't come here todefendidealism. Neither do I come to refute it -- not exactly anyway. Lots of philosophers have claimed to have decisively refuted one form of idealism or another, but I suspect that such decisive refutation is probably not to be had. Although I don't for a second endorse idealism, I think it is worth ruminating on its (dark) allure just for a bit.

Idealism is a mansion containing many different rooms, some more elegantly furnished than others. Berkeleyan idealism, the ur-form of idealism, is a pretty spare thing compared to Kant's "Transcendental Idealism" which we will no doubt explore a bit to day on the show. Though the latter has sometimes been said to be just a fancied up form of Berkeleyan idealism, that construal does inadequate justice to the richness and complexities of Kant's philosophy. Kant's understanding of the constructive and combinatorial powers of the human mind vastly exceeds anything on offer in Berkeley's philosophy. Indeed, despite the fact that I reject his transcendental idealism, I tend to think of Kant as an early and great cognitive scientist. He was really an amazing student of the human mind, much more astute than John's favorite philosopherDavid Hume-- though Hume, too, had many deep and lasting insights into the mind.

After Kant, Idealism, especially in Germany, takes on many and variegated forms. Though our show onShchopenhauertouches on one form of post-Kantian idealism, I can claim no expertise in this rich period in the history of philosophy. I do currently chair a department that has perhaps the single best collection of scholars of German Idealism in the English speaking world. Whether that's blessing or a curse, I'll leave to others to judge. This preface is just a way of warning you that I myself am content to paint with a very broad brush here. If you really want to know about the many rooms in that philosophical mansion called Idealism, I'm not really the right philosopher to serve as your guide.

Idealists of all varieties seem to share a certain deep puzzlement over how "transcendental realism" could even possibly be true. By transcendental realism I mean, roughly, the view that our "ideas" somehow represent, give us cognitive and perceptual access to, and thereby enable us to think about and perceive a world not of the mind's own constituting and not in any sense contained within the mind.

为什么有人会觉得我们感知和思考的世界不包含在头脑中,也不完全由头脑构成,这一观点令人费解呢?相信我们的思想和感知能让我们接触到某种“外面”的东西,这难道不是最自然的事情吗?

显然不是。从历史上看,这种困惑可能始于“idea”这个概念。这个想法有几个不同的组成部分使得理想主义成为一个诱人的选择。首先,人们认为想法是某种内在的心理现象。第二种观点认为,概念代表了它们所代表的“相似性”。人们很快就会注意到,一个想法与另一个想法的相似程度要高于它与任何非想法的相似程度。离得出结论只有很短的一步,即我们的想法永远不会“像”任何心灵外部的现实,因此永远不能代表任何独立于心灵的现实。

This admittedly quick little argument doesn't begin to do justice to the subtlety of various actual arguments for idealism. But since not much of the remaining allure of idealism in the 21st century is depends on arguments directly tied to the idea-idea, I won't try to do better justice to the detailed arguments for idealism that start from the idea-idea. The idea-idea, especially, its resemblance theory of representation, fell out of repute long ago. Kant, for example, had already rejected it and replaced talk of ideas with talk of "concepts." Thoroughly modern representationalists have many views about how representations connect up to reality, but mostly they don't go in for simple resemblance theories thereof. Some take linguistic representations to be the paradigm of a representation, for example. The word 'snow' doesn't resemble snow in any interesting ways that I can think of but it "stands for" snow nonetheless.

那么,如果一个人拒绝了"理念-理念"及其"表征-表征关系"的相似性理论,那么什么会诱使他去唯心主义呢?一个可能的答案与我所谓的“表征优先于被表征物”的信念有关。如果你像许多哲学家一样认为,我们所有的思想或知觉都涉及某种内在表征的部署,你可能会认为不可能“走出”表征。我们总是与自己的表象打交道,而不是与一个赤裸裸的对象打交道。如果事物总是以思想或知觉的形式呈现在我们面前,那么它们只是通过我们的表象本身呈现出来的。(顺便说一句,类似这样的洞见是康德自身先验唯心主义的核心。)

This way of thinking doesn't yet give rise to any particular form of idealism, to be sure. Many representationalists are also realists. But if we ask just what an object is, a certain way of looking at objecthood leads pretty naturally to some form or other of idealism. You could think -- though I don't think you should -- that an object is justwhateveris "represented" by certain sorts of representations, representations that play a certain role in an overall system of representations. Never mind exactly for now just which sorts of representations and which roles. But if you think the role playing representations somehow precede and determine the objects, rather than following and being determined by them, you've taken a first step toward idealism.

Idealists tend to think that the very concept of an object is nothing but the concept of a something that is tied to our representations in a certain way. And they tend to think that this is some sort of a priori truth about our representations. If you start thinking this way, you could quickly get yourself into believing that "objects" are just a sort projection from or construction out of our representations and relations among them.

Why should anyone believe in the priority of the representation over the object? Idealism starts with a kind of "how else could it be" impulse. Think about it this way. We realists tend to think that our representations sometimes manage to "match" a world that is entirely independent of us. But this "external" world is supposed to make itself manisfest to our minds, realists admit, only through its relentless rush upon the portals of sensation. But this inward rush, the realist will also have to admit, is really just bare energy that does nothing but energize our nerve endings. It's not as though through the inward rush upon sensation the external world somehow directly "imposes" truth tracking representations upon us. As Berkeley puts it somewhere the "external" world does nothing to the eye except to shake the optic nerves. Yet, somehow the energized shaking of our nerve endings gives rise to a vast and varied plethora of representations -- representations of time, space, cause, effect, persistence, change, and on and on. How does the mere energized shaking of our nerve endings manage that?

One only need read, say, Hume, to convince oneself that these representations can't quite be "derived" or "deduced" or even "induced" from the bare inward rush of energy upon the portals of sensation. They go beyond -- way beyond -- anything merely "given" in sensation. If you accept that Humean conclusion you might be tempted to conclude that a our representations as of an "external world" of objects arrayed in space, rushing in upon the portals of sensation, is some sort of illusion and that many of our representations are groundless and deserve to be abandoned. In some moods, Hume seems to flirt with such the view that many of our representations as of an external reality are groundless. But his finals views are actually quite subtle.

An alternative path from Hume's insights -- which are genuine insights -- is represented by Kant. (Kant claims, by the way, that reading Hume awoke him from his "dogmatic slumber.") Hume is right, according to Kant. We don't derive our representations of cause, effect, persistence, change, space or time from the inward rush of sensation. Rather, we impose them upon the inward rush and thereby "constitute" or "create" the world -- at least the world that we experience -- which is the only world that we can know. The representations of space, time, cause, effect, persistence are already resident in the mind, prior to the inward rush. They are deployed by the mind to "organize" the inward rush. In organizing the inward rush via these pre-given representations, we structure and order the world. The structure and order that we impose on the inward rush is not there before we do our thing. It's not something we find in the inward rush.

Why is this a tempting idea? In large measure its allure results from the its promise to explain, in a way that few competing theories do, just how we mamage to cognize a highly complex, structured and ordered world, on the basis of the meager deliverances of "brute" sensation.

It comes with a cost, though. If the order and structure we cognize in the world is merely the mind's own imposition, that means we can't really know anything about the world "in itself." Indeed, it's fair to wonder how an idealist, even a Kantian transcendental idealist, can believe in the existence of a mind-independent world at all.

Personally, I find that an inordinate cost. But this is not the place to talk about how we can avoid paying that cost.

Comments(10)


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Guest

Tuesday, December 13, 2005 -- 4:00 PM

Thanks for your wonderful radio program and your e

Thanks for your wonderful radio program and your excellent blog!
You ask,
"为什么有人会觉得我们感知和思考的世界不包含在大脑中也不完全由大脑构成这一观点令人费解呢"
I call it "philosopher job security". It's much like the tediously incessant discussions over the "meaning of 'meaning'" and other such things. In my view, "meaning" means what an elementary school child thinks it means and our sensations mean what a dog think they mean.
这并不是说我们没有误解,也不是说我们的头脑有时没有填补这些空白(事实上,根据认知研究,我们知道这是事实)。
To say that there are inaccuracies and a subjectivity inherent in perception and in our internal models is justified. But to then say that there is no external reality in principle, or even that reality is vastly and hopelessly different than perceived (even on the macro scale) is simply "emperor's new clothes" talk.
最后,这种立场的主要问题是它没有实际应用。如果我们认定不存在客观现实,或者我们都是装在罐子里的大脑,这对我们的生活意味着什么?
Oh yeah, speaking of which: there's the question of "how we are to live" - the thing philosophers *should* be working on instead of goofing off on things like idealism. Just my take :)

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Thursday, December 15, 2005 -- 4:00 PM

DT Strain wrote: Oh yeah, speaking of which:

DT Strain wrote:
Oh yeah, speaking of which: there's the question of "how we are to live" - the thing philosophers *should* be working on instead of goofing off on things like idealism. Just my take :)
I think even if we were to suppose that all philosophy should be directed towards answering questions about how we should live, I'm not at all convinced philosophers would do a better job answering that question if they stopped thinking about other traditional philosophical questions and spent all of their time tackling the 'How are we to live?' question directly. At any rate, we already know part of the answer to that question and that part of the answer is 'We should live our lives as the types of people who think about things like idealism even though it won't help you bake bread'.

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Guest

Saturday, December 17, 2005 -- 4:00 PM

Very true, and far be it from me to suggest we sho

Very true, and far be it from me to suggest we shouldn't think about x or y. But whether or not we consider this in the field of "philosophy" or merely recreational "brain-boggling musings" is another matter.

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Tuesday, December 20, 2005 -- 4:00 PM

DT君,我认为David Sedaris在这里很有帮助。“Wh

DT,
I think David Sedaris is helpful here. 'Who do you think you are?', a student demanded to know having just been told that her story didn't have an ending. 'I'm the one being paid to be here. You are the one paying to be here', he responded. That seems a good first approximation at the distinction between philosophizing and brain-boggling musing.

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Guest

Wednesday, December 21, 2005 -- 4:00 PM

Ken, Always a pleasure to listen to / read you.

Ken,
Always a pleasure to listen to / read you. You present and engage with the material in a way my philosophy professors never did: progressively, playfully, wading into them a little bit at a time, rather than as so many of my professors did, from their long-settled views and with a certain impatience they never quite explained. Despite your mastery of the topics, you keep in mind the enthusiasm and perspective of the student for whom all this is new -- and that is very helpful. Thanks!

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Guest

Friday, December 23, 2005 -- 4:00 PM

DT and Clayton, I think that it IS important to kn

DT and Clayton, I think that it IS important to know what reality is before one rushes headlong into "what to do?!". It's like a doctor determining the cause of the illness before prescribing the drugs. If it's true that from all we can tell, we might be brains in vats, that would certainly lead some to a malaise of fatalistic thought and action. Others would seek to fantasize their lives into quite wonderful flights of fancy. Still others would rebel, in a mad attempt to smash the vats and spill out free upon the floor. This is why the first Matrix movie should be shown and discussed in all Philosophy 101 classes!

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Friday, December 23, 2005 -- 4:00 PM

Jeanne-Marie, I don't subscribe to the view tha

Jeanne-Marie,
I don't subscribe to the view that the only question philosophers should concern themselves with is the question 'How should I live?' but only think that even if one held this reductive view concerning the proper aims of philosophy, that doesn't mean we should stop thinking about idealism. We would still have to grant that thinking about idealism, scepticism, and the like paid dividends. That being said, I don't quite see why one would have to settle questions about idealism or radical sceptical hypotheses prior to determining what to do. Suppose the world really is for you and I just as it seems to us to be and we have some 'twin' trapped in the Matrix. If our perpsectives on the world are perfectly alike, will there ever be a situation in which we would be wise, reasonable, rational or what have you to pursue one course of action but it would be wise, reasonable, or rational for them to pursue some completely different course of action? If not, it seems hypotheses such as 'The idealists have the right metaphysical story about this table' or 'I'm a brain in a vat' will not have practical significance. There are details to be argued over, but that is at least the start of an argument.
Do you really think The Matrix should be shown in philosophy classes? I'm partial to Jacob's Ladder.

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Sunday, December 25, 2005 -- 4:00 PM

Hi Clayton! I'm curious to hear what dividends

Hi Clayton!
I'm curious to hear what dividends you think thinking about all this pays! ;)
It seems to me that "what should I do?" is always stuck in there somehow, attached psychologically, but that most people have heuristics in place to keep it at bay (like calling the entire question an is/ought fallacy, for example, or appealing to the authority of scripture, or etc.) Thus, they may think that they don't trouble themselves with epistemic certitude before proceeding in taking actions, merely because it has already been settled in their minds (psychologically). But the way it was settled for them may be very flawed indeed, once examined. IS "the unexamined life worth living?" If not, there are a majority of zombies out there, mosying around thinking they know what to DO when they don't even know what they KNOW!
我的观点是,一个人对现实或理想的本质的态度,尽管一个人在建立一个基于事实的态度的程度小心,肯定决定了一个人在世界上的行动。你的双胞胎可能会选择不同的行动路线。相信自己是缸中之脑的人可能会认为,“意志”的进一步发挥是虚幻的,他可能会放弃,在他的余生中做一个被动的体验者。为什么不呢?毕竟,对他来说,生活是一种幻觉。然而,“现实主义”双胞胎不会停止他在激烈竞争中的任性和操作性的参与。我曾有机会与一些人讨论过类似的事情,他们真诚地相信现实是基于他们对现实的看法,而这样的人绝对会做出与强硬派不同的选择,后者认为他们知道所有严酷、冷酷的现实的细节。
我还没见过雅各布梯子,但现在我会留意它的。我被《黑客帝国》中如此多的哲学所震撼,甚至有点笨拙。我已经有一段时间没见过它了,我也有十年没上过philo课了,所以我太生疏了,无法详细阐述....我为哲学初学者选择的另一部电影是《斐洛入门》中的《教条》。的宗教。还有一部奇怪的电影叫《我们知道什么?》,里面充满了争论的东西。我记得在我大一的亚里士多德课上,我们一直使用《星际迷航》TNG章节作为例子....作为一名K-12教师,我开始欣赏放映电影让学生开始学习的力量!当学生们读到人们在大缸中想象大脑时,这似乎是牵强的、愚蠢的和奇怪的,但当他们看到《黑客帝国》中可能是什么样子时,这点燃了他们的思想实验员!
Have a great day.

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Thursday, January 5, 2006 -- 4:00 PM

"The representations of space, time, cause, effect

"The representations of space, time, cause, effect, persistence are already resident in the mind, prior to the inward rush"
Perhaps this statement can be proved empirically one day. I am thinking of Steven Pinker's book, "The Language Instinct" where he argues that language is innate.
If we think of the mind (and certain innate ideas) as a product of an evolved organ (the brain) then the distinction between ideas and external reality is not so clear cut. That is, perhaps our basic innate ideas about the external world are molded via world itself. (Think self assembling matter capable of thought - the assembly process is directed by nature - and so examination of the thought process should yield good insights about reality - up to a point). Therefore, there is reason to believe that to a certain extent, we can form some ideas that reflect reality pretty closely - especially to the extent that they are ideas about evolutionary significant reality (space, time, cause, effect, persistence).
That also suggests that we are not naturally equipped with ideas about things far removed from our collective evolutionary experience, such as quantum mechanics - which would explain why no one really understands it ;) .
- Jim

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Guest

Sunday, August 23, 2009 -- 5:00 PM

Idealism is actually proven by a cutting-edge scie

Idealism is actually proven by a cutting-edge science, Quantum Mechanics. Before Quantum Mechanics, Einstein proposed the famous E=MC2 equation, meaning matter is supposed not to be solid, but fluid energy. Another proof is the Double-slit Experiment, where an electron beam is passed through 2 slits but exhibits a wave-like structure. Quantum Mechanics revolves around matter having a fluid energy structure, meaning solids are just perception. A new theory, String Theory, says matter and energy is actually modes of vibration of invisible string-like structures. String Theory means all that is in the universe is possibly just made up of notes of music, but we see the universe as the universe and not heard as music, meaning the universe is based on the perceiver.